Uob Kay Hian

**Responsibilities**: - To support, review and approve the request for trading limits of clients and Dealer Representative' s setting of user limits, -

**Responsibilities**: - To support, review and approve the request for trading limits of clients and Dealer Representative' s setting of user limits, -

**Responsibilities**: - To support, review and approve the request for trading limits of clients and Dealer Representative' s setting of user limits, -

**Responsibilities**: - To support, review and approve the request for trading limits of clients and Dealer Representative' s setting of user limits, -

**Responsibilities** - To support, review and approve the request for trading limits of clients and Dealer Representative' s setting of user limits, - Process,

**Job Descriptions** - Monitoring the expiration of the licensed representative's license - Collecting CTOS/CRISS report from all licensed representative -

**Responsibilities** - To assist in tabulating Risk Management Reports. - To assist on administrative matters of Risk Management Department. - To highlight any

**Responsibilities** - To assist in tabulating Risk Management Reports. - To assist on administrative matters of Risk Management Department. - To highlight any

**Responsibilities** - To assist in tabulating Risk Management Reports. - To assist on administrative matters of Risk Management Department. - To highlight any

**Responsibilities** - Manage planned and ad-hoc audit assignments to evaluate the effectiveness of risk management, control and governance processes. - Draft

Job DescriptionsPerform compliance reviews and compliance risk assessments, identify any weaknesses and, where necessary, recommend follow-up corrective

**Internal Audit, Officer - Penang** **Responsibilities** - Perform management audit to appraise the efficiency and effectiveness of operational processes. -

**Responsibilities**: - To support, review and approve the request for trading limits of clients and Dealer Representative' s setting of user limits, -

**Responsibilities** - To support, review and approve the request for trading limits of clients and Dealer Representative' s setting of user limits, - Process,

**Responsibilities**: - To support, review and approve the request for trading limits of clients and Dealer Representative' s setting of user limits, -

**Responsibilities**: - To support, review and approve the request for trading limits of clients and Dealer Representative' s setting of user limits, -

**Responsibilities**: - To support, review and approve the request for trading limits of clients and Dealer Representative' s setting of user limits, -

**Responsibilities** - Manage planned and ad-hoc audit assignments to evaluate the effectiveness of risk management, control and governance processes. - Draft

**Internal Audit, Officer - Penang** **Responsibilities** - Perform management audit to appraise the efficiency and effectiveness of operational processes. -

**Responsibilities** - To support, review and approve the request for trading limits of clients and Dealer Representative' s setting of user limits, - Process,